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The Majority Decision of the Supreme Court of the United States in the
Case Reno et al. v. the American Civil Liberties Union Regarding
the Communications Decency Act, June 26, 1997
Background: The Communications Decency Act of 1996 sought to regulate
"indecent" materials on the Internet by making it possible to bring criminal
charges against people from whose sites minors gained access to such materials.
Many people believed that the goal of the legislation could be achieved
by other means, such as the use of content filters, and worried that the
act would have a chilling effect on Internet speech. The Supreme Court
ruled the act unconstitutional in a decision passed down on June 26, 1997.
Justice Stevens wrote for the majority:
At
issue is the constitutionality of two statutory provisions enacted to protect
minors from "indecent" and "patently offensive" communications on the Internet.
Notwithstanding
the legitimacy and importance of the congressional goal of protecting children
from harmful materials, we agree with the three-judge District Court that
the statute abridges "the freedom of speech" protected by the First Amendment.
(1)
I
The District Court made extensive findings of fact, most of which were
based on a detailed stipulation prepared by the parties. See 929 F. Supp.
824, 830–849 (ED Pa. 1996).(2) The findings describe the character and
the dimensions of the Internet, the availability of sexually explicit material
in that medium, and the problems confronting age verification for recipients
of Internet communications. Because those findings provide the underpinnings
for the legal issues, we begin with a summary of the undisputed facts.
The Internet
The Internet
is an international network of interconnected computers. It is the outgrowth
of what began in 1969 as a military program called "ARPANET,"(3) which
was designed to enable computers operated by the military, defense contractors,
and universities conducting defense-related research to communicate
with one another by redundant channels even if some portions of the network
were damaged in a war.
While the ARPANET no longer exists, it provided an example for the development
of a number of civilian networks that, eventually linking with each other,
now enable tens of millions of people to communicate with one another and
to access vast amounts of information from around the world. The Internet
is "a unique and wholly new medium of worldwide human communication."(4)
The Internet
has experienced "extraordinary growth."(5) The number of "host" computers—those
that store information and relay communications—increased from about 300
in 1981 to approximately 9,400,000 by the time of the trial in 1996.
Roughly 60% of these hosts are located in the United States. About 40
million people used the Internet at the time of trial, a number that is
expected to mushroom to 200 million by 1999.
Individuals can obtain access to the Internet from many different sources,
generally hosts themselves or entities with a host affiliation. Most colleges
and universities provide access for their students and faculty; many corporations
provide their employees with access through an office network; many communities
and local libraries provide free access; and an increasing number of storefront
"computer coffeeshops" provide access for a small hourly fee. Several major
national "online services" such as America Online, CompuServe, the Microsoft
Network, and Prodigy offer access to their own extensive proprietary networks
as well as a link to the much larger resources of the Internet. These commercial
online services had almost 12 million individual subscribers at the time
of trial.
Anyone with access to the Internet may take advantage of a wide variety
of communication and information retrieval methods. These methods are constantly
evolving and difficult to categorize precisely. But, as presently constituted,
those most relevant to this case are electronic mail ("e-mail"),
automatic mailing list services ("mail exploders," sometimes referred to
as "listservs"), "newsgroups," "chat rooms," and the "World Wide
Web." All of these methods can be used to transmit text; most can transmit
sound, pictures, and moving video images. Taken together, these tools constitute
a unique medium—known to its users as "cyberspace"—located in a particular
geographical location but available to anyone, anywhere in the world, with
access to the Internet.
E-mail enables an individual to send an electronic message—generally
akin to a note or letter—to another individual or to a group of addressees.
The message is generally stored electronically, sometimes waiting for the
recipient to check her "mailbox" and sometimes making its receipt
known through some type of prompt. A mail exploder is a sort of e-mail
group. Subscribers can send messages to a common e-mail address, which
then forwards the message to the group's other subscribers. Newsgroups
also serve groups of regular participants, but these postings may be read
by others as well. There are thousands of such groups, each serving to
foster an exchange of information or opinion on a particular topic running
the gamut from, say, the music of Wagner to Balkan politics to AIDS prevention
to the Chicago Bulls. About 100,000 new messages are posted every day.
In most newsgroups, postings are automatically purged at regular intervals.
In addition to posting a message that can be read later, two or more individuals
wishing to communicate more immediately can enter a chat room to engage
in real-time dialogue—in other words, by typing messages to one another
that appear almost immediately on the others' computer screens. The District
Court found that at any given time "tens of thousands of users are engaging
in conversations on a huge range of subjects."(6)
It is "no exaggeration to conclude that the content on the Internet is
as diverse as human thought."(7)
The best known category of communication over the Internet is the World
Wide Web, which allows users to search for and retrieve information stored
in remote computers, as well as, in some cases, to communicate back to
designated sites.
In concrete terms, the Web consists of a vast number of documents stored
in different computers all over the world. Some of these documents are
simply files containing information. However, more elaborate documents,
commonly known as Web "pages," are also prevalent. Each has its own address—"rather
like a telephone number."(8) Web pages frequently contain information and
sometimes allow the viewer to communicate with the page's (or "site's")
author. They generally also contain "links" to other documents created
by that site's author or to other (generally) related sites. Typically,
the links are either blue or underlined text—sometimes images.
Navigating the Web is relatively straightforward. A user may either
type the address of a known page or enter one or more keywords into a commercial
"search engine" in an effort to locate sites on a subject of interest.
A particular Web page may contain the information sought by the "surfer,"
or, through its links, it may be an avenue to other documents located anywhere
on the Internet. Users generally explore a given Web page, or move to another,
by clicking a computer "mouse" on one of the page's icons or links. Access
to most Web pages is freely available, but some allow access only
to those who have purchased the right from a commercial provider. The
Web is thus comparable, from the readers' viewpoint, to both a vast library
including millions of readily available and indexed publications and a
sprawling mall offering goods and services.
From the publishers' point of view, it constitutes a vast platform from
which to address and hear from a world-wide audience of millions of readers,
viewers, researchers, and buyers. Any person or organization with a computer
connected to the Internet can "publish" information. Publishers include
government agencies, educational institutions, commercial entities, advocacy
groups, and individuals.(9)
Publishers may either make their material available to the entire pool
of Internet users, or confine access to a selected group, such as those
willing to pay for the privilege. "No single organization controls any
membership in the Web, nor is there any centralized point from which individual
Web sites or services can be blocked from the Web."(10)
Sexually Explicit Material
Sexually explicit material on the Internet includes text, pictures, and
chat and "extends from the modestly titillating to the hardest-core."(11)
These files are created, named, and posted in the same manner as material
that is not sexually explicit, and may be accessed either deliberately
or unintentionally during the course of an imprecise search. "Once a provider
posts its content on the Internet, it cannot prevent that content from
entering any community."(12) Thus, for example, "when the UCR/California
Museum of Photography posts to its Web site nudes by Edward Weston and
Robert Mapplethorpe to announce that its new exhibit will travel to Baltimore
and New York City, those images are available not only in Los Angeles,
Baltimore, and New York City, but also in Cincinnati, Mobile, or Beijing—wherever
Internet users live. Similarly, the safer sex instructions that Critical
Path posts to its Web site, written in street language so that the teenage
receiver can understand them, are available not just in Philadelphia, but
also in Provo and Prague."(13)
Some of the communications over the Internet that originate in foreign
countries are also sexually explicit.(14)
Though such material is widely available, users seldom encounter such
content accidentally. "A document's title or a description of the document
will usually appear before the document itself . . . and in many cases
the user will receive detailed information about a site's content
before he or she need take the step to access the document. Almost all
sexually explicit images are preceded by warnings as to the content."(15)
For that reason, the "odds are slim" that a user would enter a sexually
explicit site by accident.(16) Unlike communications received by radio
or television, "the receipt of information on the Internet requires
a series of affirmative steps more deliberate and directed than merely
turning a dial. A child requires some sophistication and some ability to
read to retrieve material and thereby to use the Internet unattended."(17)
Systems have been developed to help parents control the material that
may be available on a home computer with Internet access. A system may
either limit a computer's access to an approved list of sources that have
been identified as containing no adult material, it may block designated
inappropriate sites, or it may attempt to block messages containing identifiable
objectionable features. "Although parental control software currently can
screen for certain suggestive words or for known sexually explicit sites,
it cannot now screen for sexually explicit images."(18) Nevertheless, the
evidence indicates that "a reasonably effective method by which parents
can prevent their children from accessing sexually explicit and other material
which parents may believe is inappropriate for their children will soon
be available."(19)
Age Verification
The problem of age verification differs for different uses of the Internet.
The District Court categorically determined that there "is no effective
way to determine the identity or the age of a user who is accessing material
through e-mail, mail exploders, newsgroups or chat rooms."(20) The Government
offered no evidence that there was a reliable way to screen recipients
and participants in such fora for age. Moreover, even if it were technologically
feasible to block minors' access to newsgroups and chat rooms containing
discussions of art, politics or other subjects that potentially elicit
"indecent" or "patently offensive" contributions, it would not be possible
to block their access to that material and "still allow them access to
the remaining content, even if the overwhelming majority of that content
was not indecent."(21)
Technology exists by which an operator of a Web site may condition access
on the verification of requested information such as a credit card
number or an adult password. Credit card verification is only feasible,
however, either in connection with a commercial transaction in which the
card is used, or by payment to a verification agency. Using credit card
possession as a surrogate for proof of age would impose costs on non-commercial
Web sites that would require many of them to shut down.
For that reason, at the time of the trial, credit card verification
was "effectively unavailable to a substantial number of Internet content
providers." Id., at 846 (finding 102). Moreover, the imposition of such
a requirement "would completely bar adults who do not have a credit card
and lack the resources to obtain one from accessing any blocked material."(22)
Commercial pornographic sites that charge their users for access have
assigned them passwords as a method of age verification. The record does
not contain any evidence concerning the reliability of these technologies.
Even if passwords are effective for commercial purveyors of indecent material,
the District Court found that an adult password requirement would impose
significant burdens on noncommercial sites, both because they would discourage
users from accessing their sites and because the cost of creating and maintaining
such screening systems would be "beyond their reach."(23)
In sum, the District Court found:
"Even if credit card verification or adult password verification were
implemented, the Government presented no testimony as to how such systems
could ensure that the user of the password or credit card is in fact over
18. The burdens imposed by credit card verification and adult password
verification systems make them effectively unavailable to a substantial
number of Internet content providers." Ibid. (finding 107).
II
The Telecommunications Act of 1996, Pub. L. 104–104, 110 Stat. 56, was
an unusually important legislative enactment. As stated on the first of
its 103 pages, its primary purpose was to reduce regulation and encourage
"the rapid deployment of new telecommunications technologies." The
major components of the statute have nothing to do with the Internet; they
were designed to promote competition in the local telephone service
market, the multichannel video market, and the market for over-the-air
broadcasting. The Act includes seven Titles, six of which are the product
of extensive committee hearings and the subject of discussion in Reports
prepared by Committees of the Senate and the House of Representatives.
By contrast, Title V—known as the "Communications Decency Act of 1996"
(CDA)—contains provisions that were either added in executive committee
after the hearings were concluded or as amendments offered during floor
debate on the legislation. An
amendment offered in the Senate was the source of the two statutory provisions
challenged in this case.(24) They are informally described as the "indecent
transmission" provision and the "patently offensive display" provision.(25)
The first, 47 U. S. C. A. §223(a) (Supp. 1997), prohibits the knowing
transmission of obscene or indecent messages to any recipient under 18
years of age. It provides in pertinent part:
"(a) Whoever—
"(1) in interstate or foreign communications—
. .
. . .
"(B) by means of a telecommunications device knowingly—
"(i) makes, creates, or solicits, and
"(ii) initiates the transmission of,
"any comment, request, suggestion, proposal, image, or other communication
which is obscene or indecent, knowing that the recipient of the communication
is under 18 years of age, regardless of whether the maker of such communication
placed the call or initiated the communication; . . . . .
"(2) knowingly permits any telecommunications facility under his control
to be used for any activity prohibited by paragraph (1) with the intent
that it be used for such activity,
"shall be fined under Title 18, or imprisoned not more than two years,
or both."
The second provision, §223(d), prohibits the knowing sending or
displaying of patently offensive messages in a manner that is available
to a person under 18 years of age. It provides:
"(d) Whoever—
"(1) in interstate or foreign communications knowingly—
"(A) uses an interactive computer service to send to a specific person
or persons under 18 years of age, or
"(B) uses any interactive computer service to display in a manner available
to a person under 18 years of age,
"any comment, request, suggestion, proposal, image, or other communication
that, in context, depicts or describes, in terms patently offensive as
measured by contemporary community standards, sexual or excretory activities
or organs, regardless of whether the user of such service placed the call
or initiated the communication; or
"(2) knowingly permits any telecommunications facility under such person's
control to be used for an activity prohibited by paragraph (1) with the
intent that it be used for such activity,
"shall be fined under Title 18, or imprisoned not more than two years,
or both."
The breadth of these prohibitions is qualified by two affirmative defenses.
See §223(e)(5).(26) One covers those who take "good faith, reasonable,
effective, and appropriate actions" to restrict access by minors to the
prohibited communications. §223(e)(5)(A). The other covers those who
restrict access to covered material by requiring certain designated forms
of age proof, such as a verified credit card or an adult identification
number or code. §223(e)(5)(B).
III
On February 8, 1996, immediately after the President signed the statute,
20 plaintiffs(27) filed suit against the Attorney General of the United
States and the Department of Justice challenging the constitutionality
of §§223(a)(1) and 223(d). A week later, based on his conclusion
that the term "indecent" was too vague to provide the basis for a criminal
prosecution, District Judge Buckwalter entered a temporary restraining
order against enforcement of §223(a)(1)(B)(ii) insofar as it applies
to indecent communications. A second suit was then filed by 27 additional
plaintiffs,(28) the two cases were consolidated, and a three-judge District
Court was convened pursuant to §561 of the Act.(29) After an evidentiary
hearing, that Court entered a preliminary injunction against enforcement
of both of the challenged provisions. Each of the three judges wrote a
separate opinion, but their judgment was unanimous.
Chief Judge Sloviter doubted the strength of the Government's interest
in regulating "the vast range of online material covered or potentially
covered by the CDA," but acknowledged that the interest was "compelling"
with respect to some of that material. 929 F. Supp., at 853. She concluded,
nonetheless, that the statute "sweeps more broadly than necessary and thereby
chills the expression of adults" and that the terms "patently offensive"
and "indecent" were "inherently vague." Id., at 854. She also determined
that the affirmative defenses were not "technologically or economically
feasible for most providers," specifically considering and rejecting an
argument that providers could avoid liability by "tagging" their material
in a manner that would allow potential readers to screen out unwanted transmissions.
Id., at 856. Chief Judge Sloviter also rejected the Government's suggestion
that the scope of the statute could be narrowed by construing it to apply
only to commercial pornographers. Id., at 854–855.
Judge Buckwalter concluded that the word "indecent" in §223(a)(1)(B)
and the terms "patently offensive" and "in context" in §223(d)(1)
were so vague that criminal enforcement of either section would violate
the "fundamental constitutional principle" of "simple fairness," id., at
861, and the specific protections of the First and Fifth Amendments, id.,
at 858. He found no statutory basis for the Government's argument that
the challenged provisions would be applied only to "pornographic" materials,
noting that, unlike obscenity, "indecency has not been defined to exclude
works of serious literary, artistic, political or scientific value." Id.,
at 863. Moreover, the Government's claim that the work must be considered
patently offensive "in context" was itself vague because the relevant context
might "refer to, among other things, the nature of the communication as
a whole, the time of day it was conveyed, the medium used, the identity
of the speaker, or whether or not it is accompanied by appropriate warnings."
Id., at 864. He believed that the unique nature of the Internet aggravated
the vagueness of the statute. Id., at 865, n. 9.
Judge Dalzell's review of "the special attributes of Internet communication"
disclosed by the evidence convinced him that the First Amendment denies
Congress the power to regulate the content of protected speech on the Internet.
Id., at 867. His opinion explained at length why he believed the Act would
abridge significant protected speech, particularly by noncommercial speakers,
while "[p]erversely, commercial pornographers would remain relatively unaffected."
Id., at 879. He construed our cases as requiring a "medium-specific"
approach to the analysis of the regulation of mass communication, id.,
at 873, and concluded that the Internet—as
"the most participatory form of mass speech yet developed," id., at 883—is
entitled to "the highest protection from governmental intrusion," ibid.(30)
The judgment of the District Court enjoins the Government from enforcing
the prohibitions in §223(a)(1)(B) insofar as they relate to "indecent"
communications, but expressly preserves the Government's right to investigate
and prosecute the obscenity or child pornography activities prohibited
therein. The injunction against enforcement of §§223(d)(1) and
(2) is unqualified because those provisions contain no separate reference
to obscenity or child pornography.
The Government appealed under the Act's special review provisions, §561,
110 Stat. 142–143, and we noted probable jurisdiction, see 519 U. S. ___
(1996). In its appeal, the Government argues that the District Court erred
in holding that the CDA violated both the First Amendment because it is
overbroad and the Fifth Amendment because it is vague. While we discuss
the vagueness of the CDA because of its relevance to the First Amendment
overbreadth inquiry, we conclude that the judgment should be affirmed without
reaching the Fifth Amendment issue. We begin our analysis by reviewing
the principal authorities on which the Government relies. Then, after describing
the overbreadth of the CDA, we consider the Government's specific contentions,
including its submission that we save portions of the statute either by
severance or by fashioning judicial limitations on the scope of its coverage.
IV
In arguing for reversal, the Government contends that the CDA is plainly
constitutional under three of our prior decisions: (1) Ginsberg v. New
York, 390 U. S. 629 (1968); (2) FCC v. Pacifica Foundation, 438 U. S. 726
(1978); and (3) Renton v. Playtime Theatres, Inc., 475 U. S. 41 (1986).
A close look at these cases, however, raises—rather than relieves—doubts
concerning the constitutionality of the CDA.
In Ginsberg, we upheld the constitutionality of a New York statute that
prohibited selling to minors under 17 years of age material that was considered
obscene as to them even if not obscene as to adults. We rejected the defendant's
broad submission that "the scope of the constitutional freedom of
expression secured to a citizen to read or see material concerned with
sex cannot be made to depend on whether the citizen is an adult or
a minor." 390 U. S., at 636. In rejecting that contention, we relied not
only on the State's independent interest in the well-being of its youth,
but also on our consistent recognition of the principle that "the parents'
claim to authority in their own household to direct the rearing of their
children is basic in the structure of our society."(31) In four important
respects, the statute upheld in Ginsberg was narrower than the CDA. First,
we noted in Ginsberg that "the prohibition against sales to minors does
not bar parents who so desire from purchasing the magazines for their children."
Id., at 639. Under the CDA, by contrast, neither the parents' consent—nor
even their participation—in the communication would avoid the application
of the statute.(32) Second, the New York statute applied only to commercial
transactions, id., at 647, whereas the CDA contains no such limitation.
Third, the New York statute cabined its definition of material that is
harmful to minors with the requirement that it be "utterly without redeeming
social importance for minors." Id., at 646. The CDA fails to provide us
with any definition of the term "indecent" as used in §223(a)(1) and,
importantly, omits any requirement that the "patently offensive" material
covered by §223(d) lack serious literary, artistic, political, or
scientific value. Fourth, the New York statute defined a minor as a person
under the age of 17, whereas the CDA, in applying to all those under 18
years, includes an additional year of those nearest majority.
In Pacifica, we upheld a declaratory order of the Federal Communications
Commission, holding that the broadcast of a recording of a 12–minute monologue
entitled "Filthy Words" that had previously been delivered to a live audience
"could have been the subject of administrative sanctions." 438 U. S., at
730 (internal quotations omitted). The Commission had found that the repetitive
use of certain words referring to excretory or sexual activities or organs
"in an afternoon broadcast when children are in the audience was patently
offensive" and concluded that the monologue was indecent "as broadcast."
Id., at 735. The respondent did not quarrel with the finding that the afternoon
broadcast was patently offensive, but contended that it was not "indecent"
within the meaning of the relevant statutes because it contained no prurient
appeal. After rejecting respondent's statutory arguments, we confronted
its two constitutional arguments: (1) that the Commission's construction
of its authority to ban indecent speech was so broad that its order had
to be set aside even if the broadcast at issue was unprotected; and (2)
that since the recording was not obscene, the First Amendment forbade any
abridgement of the right to broadcast it on the radio.
In the portion of the lead opinion not joined by Justices Powell and
Blackmun, the plurality stated that the First Amendment does not prohibit
all governmental regulation that depends on the content of speech. Id.,
at 742–743. Accordingly, the availability of constitutional protection
for a vulgar and offensive monologue that was not obscene depended on the
context of the broadcast. Id., at 744–748. Relying on the premise that
"of all forms of communication" broadcasting had received the most limited
First Amendment protection, id., at 748–749, the Court concluded that the
ease with which children may obtain access to broadcasts, "coupled with
the concerns recognized in Ginsberg," justified special treatment of indecent
broadcasting. Id., at 749–750.
As with the New York statute at issue in Ginsberg, there are significant
differences between the order upheld in Pacifica and the CDA. First,
the order in Pacifica, issued by an agency that had been regulating radio
stations for decades, targeted a specific broadcast that represented a
rather dramatic departure from traditional program content in order to
designate when—rather than whether—it would be permissible to air such
a program in that particular medium. The CDA's broad categorical prohibitions
are not limited to particular times and are not dependent on any evaluation
by an agency familiar with the unique characteristics of the Internet.
Second, unlike the CDA, the Commission's declaratory order was not punitive;
we expressly refused to decide whether the indecent broadcast "would justify
a criminal prosecution." Id., at 750. Finally, the Commission's order applied
to a medium which as a matter of history had "received the most limited
First Amendment protection," id., at 748, in large part because warnings
could not adequately protect the listener from unexpected program content.
The Internet, however, has no comparable history. Moreover, the District
Court found that the risk of encountering indecent material by accident
is remote because a series of affirmative steps is required to access specific
material.
In Renton, we upheld a zoning ordinance that kept adult movie theatres
out of residential neighborhoods. The ordinance was aimed, not at the content
of the films shown in the theaters, but rather at the "secondary effects"—such
as crime and deteriorating property values—that these theaters fostered:
"'It is th[e] secondary effect which these zoning ordinances attempt to
avoid, not the dissemination of "offensive" speech.'" 475 U. S., at 49
(quoting Young v. American Mini Theatres, Inc., 427 U. S. 50, 71, n. 34
(1976)). According to the Government, the CDA is constitutional because
it constitutes a sort of "cyberzoning" on the Internet. But the CDA applies
broadly to the entire universe of cyberspace. And the purpose of the CDA
is to protect children from the primary effects of "indecent" and "patently
offensive" speech, rather than any "secondary" effect of such speech. Thus,
the CDA is a content-based blanket restriction on speech, and, as such,
cannot be "properly analyzed as a form of time, place, and manner regulation."
475 U. S., at 46. See also Boos v. Barry, 485 U. S. 312, 321 (1988) ("Regulations
that focus on the direct impact of speech on its audience" are not properly
analyzed under Renton); Forsyth County v. Nationalist Movement, 505 U.
S. 123, 134 (1992) ("Listeners' reaction to speech is not a content-neutral
basis for regulation").
These precedents, then, surely do not require us to uphold the CDA and
are fully consistent with the application of the most stringent review
of its provisions.
V
In Southeastern Promotions, Ltd. v. Conrad, 420 U. S. 546, 557 (1975),
we observed that "[e]ach medium of expression . . . may present its own
problems." Thus, some of our cases have recognized special justifications
for regulation of the broadcast media that are not applicable to other
speakers, see Red Lion Broadcasting Co. v. FCC, 395 U. S. 367 (1969); FCC
v. Pacifica Foundation, 438 U. S. 726 (1978). In these cases, the Court
relied on the history of extensive government regulation of the broadcast
medium, see, e.g., Red Lion, 395 U. S., at 399–400; the scarcity of available
frequencies at its inception, see, e.g., Turner Broadcasting System, Inc.
v. FCC, 512 U. S. 622, 637–638 (1994); and its "invasive" nature, see Sable
Communications of Cal., Inc. v. FCC, 492 U. S. 115, 128 (1989).
Those factors are not present in cyberspace. Neither
before nor after the enactment of the CDA have the vast democratic fora
of the Internet been subject to the type of government supervision and
regulation that has attended the broadcast industry.(33) Moreover, the
Internet is not as "invasive" as radio or television. The District Court
specifically found that "[c]ommunications over the Internet do not 'invade'
an individual's home or appear on one's computer screen unbidden. Users
seldom encounter content 'by accident.'" 929 F. Supp., at 844 (finding
88). It also found that "[a]lmost all sexually explicit images are preceded
by warnings as to the content," and cited testimony that "`odds are slim'
that a user would come across a sexually explicit sight by accident." Ibid.
We distinguished Pacifica in Sable, 492 U. S., at 128, on just this
basis. In Sable, a company engaged in the business of offering sexually
oriented prerecorded telephone messages (popularly known as "dial-a-porn")
challenged the constitutionality of an amendment to the Communications
Act that imposed a blanket prohibition on indecent as well as obscene interstate
commercial telephone messages. We held that the statute was constitutional
insofar as it applied to obscene messages but invalid as applied to indecent
messages. In attempting to justify the complete ban and criminalization
of indecent commercial telephone messages, the Government relied on Pacifica,
arguing that the ban was necessary to prevent children from gaining access
to such messages. We agreed that "there is a compelling interest in protecting
the physical and psychological well-being of minors" which extended to
shielding them from indecent messages that are not obscene by adult standards,
492 U. S., at 126, but distinguished our "emphatically narrow holding"
in Pacifica because it did not involve a complete ban and because it involved
a different medium of communication, id., at 127. We explained that "the
dial-it medium requires the listener to take affirmative steps to receive
the communication." Id., at 127–128. "Placing a telephone call," we continued,
"is not the same as turning on a radio and being taken by surprise by an
indecent message." Id., at 128.
Finally, unlike the conditions that prevailed when Congress first authorized
regulation of the broadcast spectrum, the Internet can hardly be considered
a "scarce" expressive commodity. It provides relatively unlimited, low-cost
capacity for communication of all kinds. The Government estimates that
"[a]s many as 40 million people use the Internet today, and that figure
is expected to grow to 200 million by 1999."(34) This dynamic, multifaceted
category of communication includes not only traditional print and news
services, but also audio, video, and still images, as well as interactive,
real-time dialogue. Through the use of chat
rooms, any person with a phone line can become a town crier with a voice
that resonates farther than it could from any soapbox. Through the use
of Web pages, mail exploders, and newsgroups, the same individual can become
a pamphleteer. As the District Court found, "the content on the Internet
is as diverse as human thought." 929 F. Supp., at 842 (finding 74). We
agree with its conclusion that our cases provide no basis for qualifying
the level of First Amendment scrutiny that should be applied to this medium.
VI
Regardless of whether the CDA is so vague that it violates the Fifth Amendment,
the many ambiguities concerning the scope of its coverage render it problematic
for purposes of the First Amendment. For instance, each of the two parts
of the CDA uses a different linguistic form. The first uses the word "indecent,"
47 U. S. C. A. §223(a) (Supp. 1997), while the second speaks of material
that "in context, depicts or describes, in terms patently offensive as
measured by contemporary community standards, sexual or excretory activities
or organs," §223(d). Given the absence of a definition of either term,(35)
this difference in language will provoke uncertainty among speakers about
how the two standards relate to each other(36) and just what they mean.(37)
Could a speaker confidently assume that a serious discussion about birth
control practices, homosexuality, the First Amendment issues raised by
the Appendix to our Pacifica opinion, or the consequences of prison rape
would not violate the CDA? This uncertainty undermines the likelihood that
the CDA has been carefully tailored to the congressional goal of protecting
minors from potentially harmful materials.
The vagueness of the CDA is a matter of special concern for two reasons.
First, the CDA is a content-based regulation of speech. The vagueness of
such a regulation raises special First Amendment concerns because of its
obvious chilling effect on free speech. See, e.g., Gentile v. State Bar
of Nev., 501 U. S. 1030, 1048–1051 (1991). Second, the CDA is a criminal
statute. In addition to the opprobrium and stigma of a criminal conviction,
the CDA threatens violators with penalties including up to two years in
prison for each act of violation. The severity of criminal sanctions may
well cause speakers to remain silent rather than communicate even arguably
unlawful words, ideas, and images. See, e.g., Dombrowski v. Pfister, 380
U. S. 479, 494 (1965). As a practical matter, this increased deterrent
effect, coupled with the "risk of discriminatory enforcement" of vague
regulations, poses greater First Amendment concerns than those implicated
by the civil regulation reviewed in Denver Area Ed. Telecommunications
Consortium, Inc. v. FCC, 518 U. S. ___ (1996).
The Government argues that the statute is no more vague than the obscenity
standard this Court established in Miller v. California, 413 U. S. 15 (1973).
But that is not so. In Miller, this Court reviewed a criminal conviction
against a commercial vendor who mailed brochures containing pictures of
sexually explicit activities to individuals who had not requested such
materials. Id., at 18. Having struggled for some time to establish a definition
of obscenity, we set forth in Miller the test for obscenity that controls
to this day:
(a) whether the average person, applying contemporary community standards
would find that the work, taken as a whole, appeals to the prurient interest;
(b) whether the work depicts or describes, in a patently offensive way,
sexual conduct specifically defined by the applicable state law; and (c)
whether the work, taken as a whole, lacks serious literary, artistic, political,
or scientific value." Id., at 24 (internal quotation marks and citations
omitted).
Because the CDA's "patently offensive" standard (and, we assume arguendo,
its synonymous "indecent" standard) is one part of the three-prong Miller
test, the Government reasons, it cannot be unconstitutionally vague.
The Government's assertion is incorrect as a matter of fact. The second
prong of the Miller test—the purportedly analogous standard—contains a
critical requirement that is omitted from the CDA: that the proscribed
material be "specifically defined by the applicable state law." This requirement
reduces the vagueness inherent in the open-ended term "patently offensive"
as used in the CDA. Moreover, the Miller definition is limited to "sexual
conduct," whereas the CDA extends also to include (1) "excretory activities"
as well as (2) "organs" of both a sexual and excretory nature.
The Government's reasoning is also flawed. Just because a definition
including three limitations is not vague, it does not follow that one of
those limitations, standing by itself, is not vague.(38) Each of Miller's
additional two prongs—(1) that, taken as a whole, the material appeal to
the "prurient" interest, and (2) that it "lac[k] serious literary, artistic,
political, or scientific value"—critically limits the uncertain sweep of
the obscenity definition. The second requirement is particularly important
because, unlike the "patently offensive" and "prurient interest" criteria,
it is not judged by contemporary community standards. See Pope v. Illinois,
481 U. S. 497, 500 (1987). This "societal value" requirement, absent in
the CDA, allows appellate courts to impose some limitations and regularity
on the definition by setting, as a matter of law, a national floor for
socially redeeming value. The Government's contention that courts will
be able to give such legal limitations to the CDA's standards is belied
by Miller's own rationale for having juries determine whether material
is "patently offensive" according to community standards: that such questions
are essentially ones of fact.(39)
In contrast to Miller and our other previous cases, the CDA thus presents
a greater threat of censoring speech that, in fact, falls outside the statute's
scope. Given the vague contours of the coverage of the statute, it unquestionably
silences some speakers whose messages would be entitled to constitutional
protection. That danger provides further reason for insisting that the
statute not be overly broad. The CDA's burden on protected speech cannot
be justified if it could be avoided by a more carefully drafted statute.
VII
We are persuaded that the CDA lacks the precision that the First Amendment
requires when a statute regulates the content of speech. In order to deny
minors access to potentially harmful speech, the CDA effectively suppresses
a large amount of speech that adults have a constitutional right to receive
and to address to one another. That burden on adult speech is unacceptable
if less restrictive alternatives would be at least as effective in achieving
the legitimate purpose that the statute was enacted to serve.
In evaluating the free speech rights of adults, we have made it perfectly
clear that "[s]exual expression which is indecent but not obscene is protected
by the First Amendment." Sable, 492 U. S., at 126. See also Carey v. Population
Services Int'l, 431 U. S. 678, 701 (1977) ("[W]here obscenity is not involved,
we have consistently held that the fact that protected speech may be offensive
to some does not justify its suppression"). Indeed, Pacifica itself admonished
that "the fact that society may find speech offensive is not a sufficient
reason for suppressing it." 438 U. S., at 745.
It is true that we have repeatedly recognized the governmental interest
in protecting children from harmful materials. See Ginsberg, 390 U. S.,
at 639; Pacifica, 438 U. S., at 749. But that interest does not justify
an unnecessarily broad suppression of speech addressed to adults. As we
have explained, the Government may not "reduc[e] the adult population .
. . to . . . only what is fit for children." Denver, 518 U. S., at ___
(slip op., at 29) (internal quotation marks omitted) (quoting Sable, 492
U. S., at 128).(40) "[R]egardless of the strength of the government's interest"
in protecting children, "[t]he level of discourse reaching a mailbox simply
cannot be limited to that which would be suitable for a sandbox." Bolger
v. Youngs Drug Products Corp., 463 U. S. 60, 74–75 (1983).
The District Court was correct to conclude that the CDA effectively
resembles the ban on "dial-a-porn" invalidated in Sable. 929 F. Supp.,
at 854. In Sable, 492 U. S., at 129, this Court rejected the argument that
we should defer to the congressional judgment that nothing less than a
total ban would be effective in preventing enterprising youngsters from
gaining access to indecent communications. Sable thus made clear that the
mere fact that a statutory regulation of speech was enacted for the important
purpose of protecting children from exposure to sexually explicit material
does not foreclose inquiry into its validity.(41) As we pointed out last
Term, that inquiry embodies an "over-arching commitment" to make sure that
Congress has designed its statute to accomplish its purpose "without imposing
an unnecessarily great restriction on speech." Denver, 518 U. S., at ___
(slip op., at 11).
In arguing that the CDA does not so diminish adult communication, the
Government relies on the incorrect factual premise that prohibiting a transmission
whenever it is known that one of its recipients is a minor would not interfere
with adult-to-adult communication. The findings of the District Court make
clear that this premise is untenable. Given the size of the potential audience
for most messages, in the absence of a viable age verification process,
the sender must be charged with knowing that one or more minors will likely
view it. Knowledge that, for instance, one or more members of a 100-person
chat group will be minor—and therefore that it would be a crime to send
the group an indecent message—would surely burden communication among adults.(42)
The District Court found that at the time of trial existing technology
did not include any effective method for a sender to prevent minors from
obtaining access to its communications on the Internet without also denying
access to adults. The Court found no effective way to determine the age
of a user who is accessing material through e-mail, mail exploders, newsgroups,
or chat rooms. 929 F. Supp., at 845 (findings 90–94). As a practical matter,
the Court also found that it would be prohibitively expensive for noncommercial—as
well as some commercial—speakers who have Web sites to verify that their
users are adults. Id., at 845–848 (findings 95–116).(43) These limitations
must inevitably curtail a significant amount of adult communication on
the Internet. By contrast,
the District Court found that "[d]espite its limitations, currently available
user-based software suggests that a reasonably effective method
by which parents can prevent their children from accessing sexually explicit
and other material which parents may believe is inappropriate for
their children will soon be widely available." Id., at 842 (finding 73)
(emphases added).
The breadth of the CDA's coverage is wholly unprecedented. Unlike the
regulations upheld in Ginsberg and Pacifica, the scope of the CDA is not
limited to commercial speech or commercial entities. Its open-ended prohibitions
embrace all nonprofit entities and individuals posting indecent messages
or displaying them on their own computers in the presence of minors. The
general, undefined terms "indecent" and "patently offensive" cover large
amounts of nonpornographic material with serious educational or other value.(44)
Moreover, the "community standards" criterion as applied to the Internet
means that any communication available to a nation-wide audience will be
judged by the standards of the community most likely to be offended by
the message.(45) The regulated subject matter includes any of the seven
"dirty words" used in the Pacifica monologue, the use of which the Government's
expert acknowledged could constitute a felony. See Olsen Test., Tr. Vol.
V, 53:16–54:10. It may also extend to discussions
about prison rape or safe sexual practices, artistic images that include
nude subjects, and arguably the card catalogue of the Carnegie Library.
For the purposes of our decision, we need neither accept nor reject
the Government's submission that the First Amendment does not forbid a
blanket prohibition on all "indecent" and "patently offensive" messages
communicated to a 17-year-old—no matter how much value the message may
contain and regardless of parental approval. It is at least clear that
the strength of the Government's interest in protecting minors is not equally
strong throughout the coverage of this broad statute. Under the CDA, a
parent allowing her 17-year-old to use the family computer to obtain information
on the Internet that she, in her parental judgment, deems appropriate could
face a lengthy prison term. See 47 U. S. C. A. §223(a)(2) (Supp. 1997).
Similarly, a parent who sent his 17-year-old college freshman information
on birth control via e-mail could be incarcerated even though neither he,
his child, nor anyone in their home community, found the material "indecent"
or "patently offensive," if the college town's community thought otherwise.
The breadth of this content-based restriction of speech imposes an especially
heavy burden on the Government to explain why a less restrictive provision
would not be as effective as the CDA. It has not done so. The arguments
in this Court have referred to possible alternatives such as requiring
that indecent material be "tagged" in a way that facilitates parental control
of material coming into their homes, making exceptions for messages with
artistic or educational value, providing some tolerance for parental choice,
and regulating some portions of the Internet—such as commercial web sites—differently
than others, such as chat rooms. Particularly in the light of the absence
of any detailed findings by the Congress, or even hearings addressing the
special problems of the CDA, we are persuaded that the CDA is not narrowly
tailored if that requirement has any meaning at all.
VIII
In an attempt to curtail the CDA's facial overbreadth, the Government advances
three additional arguments for sustaining the Act's affirmative prohibitions:
(1) that the CDA is constitutional because it leaves open ample "alternative
channels" of communication; (2) that the plain meaning of the Act's "knowledge"
and "specific person" requirement significantly restricts its permissible
applications; and (3) that the Act's prohibitions are "almost always" limited
to material lacking redeeming social value.
The Government first contends that, even though the CDA effectively
censors discourse on many of the Internet's modalities—such as chat groups,
newsgroups, and mail exploders—it is nonetheless constitutional because
it provides a "reasonable opportunity" for speakers to engage in the restricted
speech on the World Wide Web. Brief for Appellants 39. This argument is
unpersuasive because the CDA regulates speech on the basis of its content.
A "time, place, and manner" analysis is therefore inapplicable. See Consolidated
Edison Co. of N. Y. v. Public Serv. Comm'n of N. Y., 447 U. S. 530, 536
(1980). It is thus immaterial whether such speech would be feasible on
the Web (which, as the Government's own expert acknowledged, would cost
up to $10,000 if the speaker's interests were not accommodated by an existing
Web site, not including costs for database management and age verification).
The Government's position is equivalent to arguing that a statute could
ban leaflets on certain subjects as long as individuals are free to publish
books. In invalidating a number of laws that banned leafletting on the
streets regardless of their content—we explained that "one is not to have
the exercise of his liberty of expression in appropriate places abridged
on the plea that it may be exercised in some other place." Schneider v.
State (Town of Irvington), 308 U. S. 147, 163 (1939).
The Government also asserts that the "knowledge" requirement of both
§§223(a) and (d), especially when coupled with the "specific
child" element found in §223(d), saves the CDA from overbreadth. Because
both sections prohibit the dissemination of indecent messages only to persons
known to be under 18, the Government argues, it does not require transmitters
to "refrain from communicating indecent material to adults; they need only
refrain from disseminating such materials to persons they know to be under
18." Brief for Appellants 24. This argument ignores the fact that most
Internet fora—including chat rooms, newsgroups, mail exploders, and the
Web—are open to all comers. The Government's assertion that the knowledge
requirement somehow protects the communications of adults is therefore
untenable. Even the strongest reading of the "specific person" requirement
of §223(d) cannot save the statute. It would confer broad powers of
censorship, in the form of a "heckler's veto," upon any opponent of indecent
speech who might simply log on and inform the would-be discoursers that
his 17-year-old child—a "specific person . . . under 18 years of age,"
47 U. S. C. A. §223(d)(1)(A) (Supp. 1997)—would be present.
Finally, we find no textual support for the Government's submission
that material having scientific, educational, or other redeeming social
value will necessarily fall outside the CDA's "patently offensive" and
"indecent" prohibitions. See also n. 37, supra.
IX
The Government's three remaining arguments focus on the defenses provided
in §223(e)(5).(46) First, relying on the "good faith, reasonable,
effective, and appropriate actions" provision, the Government suggests
that "tagging" provides a defense that saves the constitutionality of the
Act. The suggestion assumes that transmitters may encode their indecent
communications in a way that would indicate their contents, thus permitting
recipients to block their reception with appropriate software. It is the
requirement that the good faith action must be "effective" that makes this
defense illusory. The Government recognizes that its proposed screening
software does not currently exist. Even if it did, there is no way to know
whether a potential recipient will actually block the encoded material.
Without the impossible knowledge that every guardian in America is screening
for the "tag," the transmitter could not reasonably rely on its action
to be "effective."
For its second and third arguments concerning defenses—which we can
consider together—the Government relies on the latter half of §223(e)(5),
which applies when the transmitter has restricted access by requiring use
of a verified credit card or adult identification. Such verification is
not only technologically available but actually is used by commercial providers
of sexually explicit material. These providers, therefore, would be protected
by the defense. Under the findings of the District Court, however, it is
not economically feasible for most noncommercial speakers to employ such
verification. Accordingly, this defense would not significantly narrow
the statute's burden on noncommercial speech. Even with respect to the
commercial pornographers that would be protected by the defense, the Government
failed to adduce any evidence that these verification techniques actually
preclude minors from posing as adults.(47) Given that the risk of criminal
sanctions "hovers over each content provider, like the proverbial sword
of Damocles,"(48) the District Court correctly refused to rely on unproven
future technology to save the statute. The Government thus failed to prove
that the proffered defense would significantly reduce the heavy burden
on adult speech produced by the prohibition on offensive displays.
We agree with the District Court's conclusion that the CDA places an
unacceptably heavy burden on protected speech, and that the defenses do
not constitute the sort of "narrow tailoring" that will save an otherwise
patently invalid unconstitutional provision. In Sable, 492 U. S., at 127,
we remarked that the speech restriction at issue there amounted to "`burn[ing]
the house to roast the pig.'" The CDA, casting a far darker shadow over
free speech, threatens to torch a large segment of the Internet community.
X
At oral argument, the Government relied heavily on its ultimate fall-back
position: If this Court should conclude that the CDA is insufficiently
tailored, it urged, we should save the statute's constitutionality by honoring
the severability clause, see 47 U. S. C. §608, and construing nonseverable
terms narrowly. In only one respect is this argument acceptable.
A severability clause requires textual provisions that can be severed.
We will follow §608's guidance by leaving constitutional textual elements
of the statute intact in the one place where they are, in fact, severable.
The "indecency" provision, 47 U. S. C. A. §223(a) (Supp. 1997), applies
to "any comment, request, suggestion, proposal, image, or other communication
which is obscene or indecent." (Emphasis added.) Appellees do not
challenge the application of the statute to obscene speech, which, they
acknowledge, can be banned totally because it enjoys no First Amendment
protection. See Miller, 413 U. S., at 18. As set forth by the statute,
the restriction of "obscene" material enjoys a textual manifestation separate
from that for "indecent" material, which we have held unconstitutional.
Therefore, we will sever the term "or indecent" from the statute, leaving
the rest of §223(a) standing. In no other respect, however, can §223(a)
or §223(d) be saved by such a textual surgery.
The Government also draws on an additional, less traditional aspect
of the CDA's severability clause, 47 U. S. C., §608, which asks any
reviewing court that holds the statute facially unconstitutional not to
invalidate the CDA in application to "other persons or circumstances" that
might be constitutionally permissible. It further invokes this Court's
admonition that, absent "countervailing considerations," a statute should
"be declared invalid to the extent it reaches too far, but otherwise left
intact." Brockett v. Spokane Arcades, Inc., 472 U. S. 491, 503–504 (1985).
There are two flaws in this argument.
First, the statute that grants our jurisdiction for this expedited review,
47 U. S. C. A. §561 (Supp. 1997), limits that jurisdictional grant
to actions challenging the CDA "on its face." Consistent with §561,
the plaintiffs who brought this suit and the three-judge panel that decided
it treated it as a facial challenge. We have no authority, in this particular
posture, to convert this litigation into an "as-applied" challenge. Nor,
given the vast array of plaintiffs, the range of their expressive activities,
and the vagueness of the statute, would it be practicable to limit our
holding to a judicially defined set of specific applications.
Second, one of the "countervailing considerations" mentioned in Brockett
is present here. In considering a facial challenge, this Court may impose
a limiting construction on a statute only if it is "readily susceptible"
to such a construction. Virginia v. American Bookseller's Assn., Inc.,
484 U. S. 383, 397 (1988). See also Erznoznik v. Jacksonville, 422 U. S.
205, 216 (1975) ("readily subject" to narrowing construction). The open-ended
character of the CDA provides no guidance what ever for limiting its coverage.
This case is therefore unlike those in which we have construed a statute
narrowly because the text or other source of congressional intent identified
a clear line that this Court could draw. Cf., e.g., Brockett, 472 U. S.,
at 504–505 (invalidating obscenity statute only to the extent that word
"lust" was actually or effectively excised from statute); United States
v. Grace, 461 U. S. 171, 180–183 (1983) (invalidating federal statute banning
expressive displays only insofar as it extended to public sidewalks when
clear line could be drawn between sidewalks and other grounds that comported
with congressional purpose of protecting the building, grounds, and people
therein). Rather, our decision in United States v. Treasury Employees,
513 U. S. 454, 479, n. 26 (1995), is applicable. In that case, we declined
to "dra[w] one or more lines between categories of speech covered by an
overly broad statute, when Congress has sent inconsistent signals as to
where the new line or lines should be drawn" because doing so "involves
a far more serious invasion of the legislative domain."(49) This Court
"will not rewrite a . . . law to conform it to constitutional requirements."
American Booksellers, 484 U. S., at 397.(50)
XI
In this Court, though not in the District Court, the Government asserts
that—in addition to its interest in protecting children—its "[e]qually
significant" interest in fostering the growth of the Internet provides
an independent basis for upholding the constitutionality of the CDA. Brief
for Appellants 19. The Government apparently assumes that the unregulated
availability of "indecent" and "patently offensive" material on the Internet
is driving countless citizens away from the medium because of the risk
of exposing themselves or their children to harmful material.
We
find this argument singularly unpersuasive. The dramatic expansion of this
new marketplace of ideas contradicts the factual basis of this contention.
The record demonstrates that the growth of the Internet has been and continues
to be phenomenal. As a
matter of constitutional tradition, in the absence of evidence to the contrary,
we presume that governmental regulation of the content of speech is more
likely to interfere with the free exchange of ideas than to encourage it.
The interest in encouraging freedom of expression in a democratic society
outweighs any theoretical but unproven benefit of censorship.
For the foregoing reasons, the judgment of the district court
is affirmed.
It is so ordered.
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